Series 65 Online Course

Master the concepts required to pass with integrated videos, streamlined content, chapter and comprehensive exams. Our online course is designed to ensure you pass your licensing exam on your first attempt.

What will I learn?

Securities industry professionals seeking to charge a fee to provide investment advice as an investment adviser representative (IAR) are required by most state securities administrators to pass the Uniform Investment Adviser Law Exam, more commonly known as the Series 65 exam. This exam is developed by the North American Securities Administrators Association (NASAA) and administered by FINRA.

Candidates looking to obtain a Series 65 license must demonstrate general knowledge of the state securities regulations, ethical business practices, fiduciary responsibilities, securities product knowledge and technical analysis. This course will deliver the content needed to successfully complete the examination requirements.

Testable topics include:

Federal and state securities regulations, state registration of broker-dealers, agents, investment advisers and investment adviser representatives, ethical guidelines and business practices, prohibited practices, administration of the Uniform Securities Act, evaluating of customers and risks, customer accounts, securities markets, types of security products, economics and fundamental analysis, methods for evaluating securities and securities trading strategies.

Watch, read, and listen to curriculum developed by industry experts & cross-referenced with the exam content outline.
Test your knowledge with retention questions, activities, chapter quizzes and simulate your licensing exam.
Pass your exam on the first attempt with courses trusted by the nation's top banks and insurance companies.
Online Courses feature engaging, interactive, and effective learning methods
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Video Lessons

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Chapter Exam and Retention Questions

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Drag and Drop Activities

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Printable PDF Study Manual

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Content Slides

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Simulated Licensing Exams

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Audio Enabled

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Online Note Taking

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Searchable Content

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A.D. Banker Support

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You need to pass
Watch, read, and listen to curriculum developed by industry experts.
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What our students are saying:


"I loved it."

"I loved it. It really helped me to understand everything and pass the test."

- Karina S.

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